BoB: KYC Application Form (For Individuals only)

Know Your Client (KYC)
Application Form (For Individuals Only)

Please fill in ENGLISH and in BLOCK LETTERS with black ink
I Application No. :
"Please note that the KYC Application Form and overleaf instructions should be printed on the same page (back to back). If printed separately then both the pages should be attached and signed by the applicant."
A. Identity Details (please see guidelines overleaf)
Father’s/Spouse Name
Please affix
the recent passport
size photograph and
sign across it
PHOTOGRAPH
1. Name o f Applicant (As appearing in supporting identification document).
Name
2. Gender Male F emale B. Marital s tatus Single Married C. Date of Birth d d / m m / y y y y
4. Status Please tick ( ) üResident Individual Non Resident Foreign National (Passport Copy Mandatory for NRIs & Foreign Nationals)
Unique Identification Number (UID)/Aadhaar, if any:
5. PAN
Please enclose a duly attested copy of your PAN Card
6. Proof of Identity submitted for PAN exempt cases Please Tick (ü)
Seal/Stamp of the intermediary should contain
Staff Name
Designation
Name of the Organization
Signature
Date
B. Address Details (please see guidelines overleaf)
C. Other Details (please see guidelines overleaf)
4. Any other information:
2. Occupation (Please tick (ü) any one and give brief details):
Housewife Student Forex Dealer Others (Please specify)
Private Sector Service Public Sector Government Service Business Professional Agriculturist Retired
3. Please tick, if applicable: Politically Exposed Person Related to a Politically Exposed Person
For definition of PEP, please refer guideline overleaf
OR
1. Gross Annual Income Details ( Please tick (ü): Below 1 Lac 1-5 Lac 5-10 Lac 10-25 Lac > 25 Lacs
Net-worth in `. ( * N e t w o r t h s h o u l d n o t b e o l d e r t h a n 1 y e a r ) as on (date) d d / m m / y y y y
Place: Date:
I hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and
I undertake to inform you of any changes therein, immediately. In case any of the above information is found to be
false or untrue or misleading or misrepresenting, I am/we are aware that I/we may be held liable for it.
DECLARATION SIGNATURE OF APPLICANT
2. Contact Details
Tel. (Off.) (ISD) (STD) Tel. (Res.)
Mobile (ISD) (STD) Fax
E-Mail Id.
(ISD) (STD)
(ISD) (STD)
3. Proof of address to be provided by Applicant. Please submit ANY ONE of the following valid documents & tick ( ) against the document attached.
Passport Ration Card Registered Lease/Sale Agreement of Residence Driving License * Bank A/c Statement/Passbook
*Latest Telephone Bill (only Land Line) *Latest Electricity Bill *Latest Gas Bill Others
ü
Voter Identity Card Latest
(Please specify)
*Not more than 3 Months old. Validity/Expiry date of proof of address submitted
d d / m m / y y y y
5. Proof of address to be provided by Applicant. Please submit ANY ONE of the following valid documents & tick ( ) against the document attached.
Passport Ration Card Registered Lease/Sale Agreement of Residence Driving License * Bank A/c Statement/Passbook
*Latest Telephone Bill (only Land Line) *Latest Electricity Bill *Latest Gas Bill Others
ü
Voter Identity Card Latest
(Please specify)
*Not more than 3 Months old. Validity/Expiry date of proof of address submitted
d d / m m / y y y y
3. Nationality Indian Other (Please specify)
UID (Aadhaar) Passport Voter ID Driving Licence Others (Please see guideline ‘D’ overleaf
1. Address for Correspondence
Pin Code
Country
City / Town / Village
State
4. Permanent Address of Resident Applicant if different from above B1 OR Overseas Address (Mandatory) for Non-Resident Applicant
City / Town / Village Pin Code
State Country
FOR OFFICE USE ONLY
(Attested) True copies of documents received
(Originals Verified) Self Certified Document copies received
AMC/Intermediary name OR code
Main Intermediary
Seal/Stamp of the intermediary should contain
Staff Name
Designation
Name of the Organization
Signature
Date
IPV Done on d d / m m / y y y y
A. IMPORTANT POINTS: Agreement of Residence/Driving License/Flat Maintenance
1. Self attested copy of PAN card is mandatory for all clients. bill/Insurance Copy.
2. Copies of all the documents submitted by the applicant should be 2. Utility bills like Telephone Bill (only land line), Electricity bill or Gas bill
self-attested and accompanied by originals for verification. In case - Not more than 3 months old.
the original of any document is not produced for verification, then
3. Bank Account Statement/Passbook - Not more than 3 months old.
the copies should be properly attested by entities authorized for
4. Self-declaration attesting the documents, as per the below mentioned list. by High Court and Supreme Court judges, giving the
new address in respect of their own accounts.
3. If any proof of identity or address is in a foreign language, then
translation into English is required. 5. Proof of address issued by any of the following: Bank Managers of
Scheduled Commercial Banks/Scheduled Co-Operative
4. Name & address of the applicant mentioned on the KYC form, should
Bank/Multinationa Foreign Banks/Gazetted Officer/Notary
match with the documentary proof submitted.
public/Elected representatives to the Legislative
5. If correspondence & permanent address are different, then proofs for Assembly/Parliament/Documents issued by any Govt. or Statutory
both have to be submitted. Authority.
6. Sole proprietor must make the application in his individual name & 6. Identity card/document with address, issued by any of the following:
capacity. Central/State Government and its Departments,
Statutory/Regulatory Authorities, Public Sector Undertakings,
7. For non-residents and foreign nationals,(allowed to trade subject to
Scheduled Commercial Banks, Public Financial Institutions, Colleges
RBI and FEMA guidelines), copy of passport/PIOCard/OCICard and
affiliated to Universities and Professional Bodies such as ICAI,
overseas address proof is mandatory.
ICWAI, ICSI, Bar Council etc.,to their Members.
8. For foreign entities, CIN is optional; and in the absence of DIN no. for
7. For FII/sub account, Power of Attorney given by FII/sub-account to
the directors, their passport copy should be given.
the Custodians (which are duly notarized and/or apostiled or
9. In case of Merchant Navy NRI’s, Mariner’s declaration or certified consularised) that gives the registered address should be taken.
copy of CDC (Continuous Discharge Certificate) is to be submitted.
8. The proof of address in the name of the spouse may be accepted.
10. For opening an account with Depository participant or Mutual Fund,
D. Exemptions/clarifications to PAN for a minor, photocopy of the School Leaving Certificate/Mark sheet (*Sufficient documentary evidence in support of such claims issued by Higher Secondary Board/Passport of Minor/Birth
Certificate must be provided. to be collected.)
11.Politically Exposed Persons (PEP) are defined as individuals who are 1. In case of transactions undertaken on behalf of Central Government
or have been entrusted with prominent public functions in a foreign and/or State Government and by officials appointed by Courts e.g.
country, e.g., Heads of States or of Governments, senior Official liquidator, Court receiver etc. politicians, senior Government/judicial/military officers, senior 2. Investors residing in the state of Sikkim. executives of state owned corporations, important political party
3. UN entities/multilateral agencies exempt from paying taxes/filing tax
officials, etc.
returns in India.
B. Proof of Identity( POI): List of documents admissible as Proof
4. SIP of Mutual Funds upto Rs 50,000/- p.a.
of Identity:
1. PAN card with photograph. This is a mandatory requirement for all 5. In case of institutional clients, namely, FIIs, Mfs, VCFs, FVCIs,
applicants except those who are specifically exempt from obtaining Scheduled Commercial Banks, Multilateral and Bilateral
PAN (listed in Section D). Development Financial Institutions, State Industrial Development
Corporations, Insurance Companies registered with IRDA and Public
2. Unique Identification Number (UID) (Aadhaar) / Passport / Voter ID
Financial Institution as defined under section 4A of the Companies
card / Driving license.
Act, 1956, Custodians shall verify the PAN card details with the
3. Identity card/ document with applicant’s Photo, issued by any of the original PAN card and provide duly certified copies of such verified
following: Central/State Government and its Departments, PAN details to the intermediary.
Statutory/Regulatory Authorities, Public Sector Undertakings,
E. List of people authorized to attest the documents:
Scheduled Commercial Banks, Public Financial Institutions, Colleges
1. Notary Public, Gazetted Officer, Manager of a Scheduled
affiliated to Universities, Professional Bodies such as ICAI, ICWAI,
Commercial/Co-operative Bank or Multinational Foreign Banks
ICSI, Bar Council etc., to their Members; and Credit cards/Debit cards
(Name, Designation & Seal should be affixed on the copy).
issued by Banks.
2. In case of NRIs, authorized officials of overseas branches of
C. Proof of Address (POA): List of documents admissible as Proof
Scheduled Commercial Banks registered in India, Notary Public,
of Address: (*Documents having an expiry date should be
Court Magistrate, Judge, Indian Embassy/Consulate General in the
valid on the date of submission.)
country where the client resides are permitted to attest the
1. Passport/Voters Identity Card/Ration Card/Registered Lease or Sale
documents.
INSTRUCTIONS / CHECK LIST FOR FILLING KYC FORM
Please Submit the KYC Documents on A4 Size Paper Only.